Tag: SEC
SEC's Move Towards Enhanced Short Selling Transparency
Hedge Funds Must Now Share Names of Shorted Stocks.
A pretzel-shop employee orchestrates a $1 million fraud...
All of the money was invested by the Auntie Anne's employee in Tesla, Nvidia, GameStop, AMC, and other stocks.
The SEC Charges 11 Wall Street Firms with Widespread Re...
Firms admit misconduct and agree to pay $289 million in fines.
Politicians have been lobbied by hedge funds to oppose ...
Private equity, venture capital, and hedge fund representatives have lobbied lawmakers to obstruct new proposed SEC rules, accordi...
SEC Asks Coinbase CEO to Halt Trading, Except Bitcoin
Request would have signaled "the end of the crypto industry in the US," according to Brian Armstrong.
SEC Charges Investment Advisor with Naked Short Selling
SEC charges investment advisor for engaging in a fraudulent naked short selling scheme, manipulating stock prices and evading trad...
SEC Commissioner Hester Peirce faces calls for resignat...
A closer look at the controversial SEC commissioner Hester Peirce and the 5,000 investors calling for her resignation
Breaking news Elon Musk is Building a Case against the...
In a tweet, Elon Musk said he is building a case against the SEC
The SEC has the power and obligation to suspend Dark Po...
Gary Gensler reported that 90-95% of retail orders aren't processed through the lit exchange.
E*TRADE violations and fines
Etrade was one of the platforms that placed restrictions on AMC and Gamestop.
BREAKING NEWS THE SEC HAS APPROVED THE TRANSPAPRENCY RE...
The Securities and Exchange Commission (SEC) vote on whether to increase hedge fund disclosures has been approved Reportedly
What is Payment for order flow and how to avoid it
A brokerage firm is compensated and receives benefits for directing orders to different parties.
