Tag: SEC
SEC Commissioner Hester Peirce faces calls for resignat...
A closer look at the controversial SEC commissioner Hester Peirce and the 5,000 investors calling for her resignation
Breaking news Elon Musk is Building a Case against the...
In a tweet, Elon Musk said he is building a case against the SEC
The SEC has the power and obligation to suspend Dark Po...
Gary Gensler reported that 90-95% of retail orders aren't processed through the lit exchange.
E*TRADE violations and fines
Etrade was one of the platforms that placed restrictions on AMC and Gamestop.
Citadel securities violations and fines
During 15 years, Citadel did not pay more than $32 million in fines for 59 market violations
BREAKING NEWS THE SEC HAS APPROVED THE TRANSPAPRENCY RE...
The Securities and Exchange Commission (SEC) vote on whether to increase hedge fund disclosures has been approved Reportedly
What is Payment for order flow and how to avoid it
A brokerage firm is compensated and receives benefits for directing orders to different parties.
The SEC is voting next week on hedgefunds disclosures
Next week, the Securities and Exchange Commission (SEC) will vote on whether to increase hedge fund disclosures.
