Tag: SEC

SEC Commissioner Hester Peirce faces calls for resignat...

A closer look at the controversial SEC commissioner Hester Peirce and the 5,000 investors calling for her resignation

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Breaking news Elon Musk is Building a Case against the...

In a tweet, Elon Musk said he is building a case against the SEC

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The SEC has the power and obligation to suspend Dark Po...

Gary Gensler reported that 90-95% of retail orders aren't processed through the lit exchange.

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E*TRADE violations and fines

Etrade was one of the platforms that placed restrictions on AMC and Gamestop.

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Citadel securities violations and fines

During 15 years, Citadel did not pay more than $32 million in fines for 59 market violations

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BREAKING NEWS THE SEC HAS APPROVED THE TRANSPAPRENCY RE...

The Securities and Exchange Commission (SEC) vote on whether to increase hedge fund disclosures has been approved Reportedly

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What is Payment for order flow and how to avoid it

A brokerage firm is compensated and receives benefits for directing orders to different parties.

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The SEC is voting next week on hedgefunds disclosures

Next week, the Securities and Exchange Commission (SEC) will vote on whether to increase hedge fund disclosures.

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